Dealing in Securities: The Law and Regulation of Sales and Trading in Europe
Available
Begins with the essential questions:
- whether brokerage and dealing in securities is regulated in a jurisdiction
- what aspects of the activity could bring it in scope for authorisation; and
- how it is determined which regulator has legal competence to supervise the business in scope.
The recent liberalisation of national authorisation regimes across Europe in the wake of MiFID II and Brexit, whic...
- whether brokerage and dealing in securities is regulated in a jurisdiction
- what aspects of the activity could bring it in scope for authorisation; and
- how it is determined which regulator has legal competence to supervise the business in scope.
The recent liberalisation of national authorisation regimes across Europe in the wake of MiFID II and Brexit, whic...
Read more
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pdf
Price
189.00 £
Begins with the essential questions:
- whether brokerage and dealing in securities is regulated in a jurisdiction
- what aspects of the activity could bring it in scope for authorisation; and
- how it is determined which regulator has legal competence to supervise the business in scope.
The recent liberalisation of national authorisation regimes across Europe in the wake of MiFID II and Brexit, whic...
- whether brokerage and dealing in securities is regulated in a jurisdiction
- what aspects of the activity could bring it in scope for authorisation; and
- how it is determined which regulator has legal competence to supervise the business in scope.
The recent liberalisation of national authorisation regimes across Europe in the wake of MiFID II and Brexit, whic...
Read more
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