Wiley Series 9 Exam Review 2016 + Test Bank

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The go-to guide to acing the Series 9 Exam!

Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm''s sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers the full range of topics related to options regulation. All...

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The go-to guide to acing the Series 9 Exam!

Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm''s sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers the full range of topics related to options regulation. All...

Read more
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  • Formats: pdf
  • ISBN: 9781119138679
  • Publication Date: 4 Nov 2015
  • Publisher: Wiley
  • Product language: English
  • Drm Setting: DRM