Investment Advisor's Compliance Guide, 2nd Edition

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Given the current activities of SEC and state securities regulators, as well as the changing business and communication landscapes, investment advisors today must keep current with developments affecting compliance at all levels and in all jurisdictions. The Investment Advisor’s Compliance Guide, 2nd Edition delivers a concise yet comprehensive explanation of the rules and how they affect the work...
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E-book
epub
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144.00 £
Given the current activities of SEC and state securities regulators, as well as the changing business and communication landscapes, investment advisors today must keep current with developments affecting compliance at all levels and in all jurisdictions. The Investment Advisor’s Compliance Guide, 2nd Edition delivers a concise yet comprehensive explanation of the rules and how they affect the work...
Read more
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  • Formats: epub
  • ISBN: 9781941627945
  • Publication Date: 17 Feb 2017
  • Publisher: The National Underwriter Company
  • Product language: English
  • Drm Setting: DRM