Wiley Series 4 Securities Licensing Exam Review 2019 + Test Bank
The go-to guide to acing the Series 4 Exam! The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate''s knowledge of the rules and statutory provisions applicable to the supervisory management of a firm''s options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm''s options business and is qua...
The go-to guide to acing the Series 4 Exam! The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate''s knowledge of the rules and statutory provisions applicable to the supervisory management of a firm''s options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm''s options business and is qua...
