Financial services law and regulation

Bringing together a team of globally renowned academics and expert practitioners in the field, this new work presents the first comprehensive analysis of the Geneva and Hague Securities Conventions and related initiatives including those of UNCITRAL and regulatory authorities.

This new title is concerned with the securities law provisions in the Companies Act 2014 and derivative enactments, which are of most concern to listed companies and companies issuing equity and debt securities in Ireland.

An assessment of the current state and future prospects of financial regulation in Europe.

This is the third edition of the only work to focus on the topic of legal risk, expanded in this edition to include much new material specifically on conduct risk.

This handbook examines how existing laws and policies fail to protect communities from major disasters and describes the actions needed to promote greater resilience.

This book proposes a solution to the ''too big to fail'' problem that will help to prevent future financial crises.

The 2008 global financial crisis ushered in the biggest explosion in new bank regulation around the world since the Great Depression.

Mit der Datenschutzgrundverordnung (DSGVO) hielt der Gedanke der Risikoorientierung im Datenschutz explizit Einzug.

The essays in this work offer a high-level examination of the most important issues facing financial services regulation,and the far-reaching effects of the Financial Services and Markets Act 2000 on the UK financial sector in the context of rapid global change.

The COVID-19 pandemic and the global response to it has led to a major upheaval of the international banking sector.

James M Landis scholar, administrator, advocate and political adviser is known for his seminal contribution to the creation of the modern system of market regulation in the USA.

This is a conversational text that provides a comprehensive view of the law of American business failure.

This book is the first comprehensive study of the interplay between the cutting-edge regulation of financial infrastructure and international economic integration.

The Fintech Entrepreneur s Guide to Regulation and Regulatory Strategy Fintech has been growing dramatically over the last few years, and it is now an important sector in its own right.

This is a conversational text that provides a comprehensive view of the law of American business failure.

The financial crisis both in the US and UK led to concerns that individual accountability of senior managers in the banking sector had to be strengthened and risk and reward aligned more closely.

Bringing together a team of globally renowned academics and expert practitioners in the field, this new work presents the first comprehensive analysis of the Geneva and Hague Securities Conventions and related initiatives including those of UNCITRAL and regulatory authorities.

Bringing together a team of globally renowned academics and expert practitioners in the field, Transnational Securities Law , Second Edition, presents a comprehensive analysis of the international harmonization of the law relating to securities.

Market and competition authorities operate in a complex environment with conflicting stakeholder demands.

Since the publication of the first edition of this book in 2005, the world of financial investment has experienced an unprecedented boom followed by a spectacular bust.

Argues that the global, informal process supervising the financial system is an overlooked form of international governance that actually works.

The financial crisis has been blamed on reckless bankers, irrational exuberance, government support of mortgages for the poor, financial deregulation, and expansionary monetary policy.

This comprehensive book begins with a consideration of the nature of the general banker-customer relationship, the obligations it poses and the issues relating to the commencement of the banking relationship.

The Oxford Handbooks series is a major new initiative in academic publishing.

The Euro-Crisis and the legal and institutional responses to it have had important constitutional implications on the architecture of the European Union (EU).

This book provides a detailed analysis and critical assessment of the EU and US resolution regimes for banks and financial institutions on a comparative basis.

This book focuses on the enforcement of EU financial law on the national and supra-national levels.

This timely book examines the legal and regulatory implications of Brexit for financial services.

The financial crisis both in the US and UK led to concerns that individual accountability of senior managers in the banking sector had to be strengthened and risk and reward aligned more closely.

This book analyses innovations of structuring corporate groups and regulatory limitations of group transparency and proposes Systems Thinking as solution.

This book captures the importance of transnational business crime and international relations by examining the rise of international economic crime and recent strategies in the United States and abroad to combat it.

This analysis of currents trends in financial regulation offers a roadmap for those countries considering adopting the Twin Peaks model.

The financial crisis has been blamed on reckless bankers, irrational exuberance, government support of mortgages for the poor, financial deregulation, and expansionary monetary policy.

presents a very different case: that of a civilized and cultivated cosmopolitan legal scholar, with a keen sense of international commercial and financial practice, with an in-depth grounding in both comparative legal history and comparative law, combined with the ability to transcend conventional English black-letter law description with critical judgment towards institutional wisdom and intellectual fashions.

This book examines how cryptocurrencies based on blockchain technologies fit into existing general law categories of public and private law.

This clear and rigorous examination of the international efforts to combat the financing of terrorism is suitable for a range of courses in international relations, politics and global political economy.

Conduct risk is at the core of behavioural regulation, a new approach to regulating financial services, whose new agencies and public prosecutors have spread rapidly across the world.

This study of the boundaries of personal property has an inward and an outward perspective, with the intellectual emphasis on the latter.

The early twenty-first century has seen a conspicuous absence of formal international law concerning money and finance.

Most legal text books and practitioners' guides focus on the impact of financial services law and regulation as applicable to individual legal entities: the application of such law and regulation on a group basis is often a cursory afterthought, or neglected altogether.

The Oxford Handbook of Hedge Funds provides a comprehensive overview of the hedge fund industry from a global perspective, bringing together insights from theoretical and applied research.

The Fintech Entrepreneur s Guide to Regulation and Regulatory Strategy Fintech has been growing dramatically over the last few years, and it is now an important sector in its own right.

An exploration of how financial market laws and regulations can - and should - govern the use of artificial intelligence.

Taking stock of the 2008 global financial crisis, this book provides ''outside the box'' solutions for reforming international financial regulation.

Now in hardback, this comprehensive work covers the legal and regulatory environment in which claims concerning sales of and advice on financial products for individuals and businesses are brought and defended.

The book provides a full and practical review of the impact of the highly controversial European Directive on Alternative Investment Fund Managers, which was adopted after much debate in October 2010 (AIFMD).

Explores the problems of budget policy and reform in Congress, at the state level, and within the European Union.

This book explains how to deal with legal, compliance, and enforcement issues faced by banks and other financial institutions and their legal advisers.