Financial services law and regulation

NEW YORK TIMES AND SUNDAY TIMES BUSINESS BESTSELLER SHORTLISTED FOR THE FT AND MCKINSEY BUSINESS BOOK OF THE YEAR AWARD 2019'Reads more like a delicious page-turning novel.

This new title is concerned with the securities law provisions in the Companies Act 2014 and derivative enactments, which are of most concern to listed companies and companies issuing equity and debt securities in Ireland.

The most comprehensive single-volume practitioner reference work on financial regulation, Financial Services Law has been thoroughly revised and updated to take account of the major developments in a rapidly developing regulatory landscape.

Sovereign debt is a complex and highly topical area of law and this work represents a new main reference book on the subject bringing together contributions from world leading practitioners, scholars and regulators.

Bringing together a team of globally renowned academics and expert practitioners in the field, Transnational Securities Law , Second Edition, presents a comprehensive analysis of the international harmonization of the law relating to securities.

This book analyses the principles for attributing profits to branches of multinational enterprises for tax purposes under the OECD Model Tax Convention.

This is the first book to analyse and draw together all of the property law and regulatory and contractual issues relevant to financial collateral transactions.

Following the recent financial crisis, regulators have been preoccupied with the concept of systemic risk in financial markets, believing that such risk could cause the markets that they oversee to implode.

Regulation is often thought of as an activity that restricts behaviour and prevents the occurrence of certain undesirable activities, but the influence of regulation can also be enabling or facilitative, as when a market could potentially be chaotic if uncontrolled.

This book analyses innovations of structuring corporate groups and regulatory limitations of group transparency and proposes Systems Thinking as solution.

The financial crisis both in the US and UK led to concerns that individual accountability of senior managers in the banking sector had to be strengthened and risk and reward aligned more closely.

This is a comprehensive look at the challenges legislators face in regulating related party transactions in a socially beneficial way.

Since the global financial crisis of 2008, claims by clients, shareholders, depositors, and bondholders of financial firms have increased against financial supervisors and resolution authorities for inadequate supervision or resolution action.

This book is the first comprehensive study of the interplay between the cutting-edge regulation of financial infrastructure and international economic integration.

This book captures the importance of transnational business crime and international relations by examining the rise of international economic crime and recent strategies in the United States and abroad to combat it.

Mirroring the long-established structure of the financial industry, EU financial regulation as we know it today approaches banking, insurance and investment services separately and often divergently.

Bringing together a team of globally renowned academics and expert practitioners in the field, this new work presents the first comprehensive analysis of the Geneva and Hague Securities Conventions and related initiatives including those of UNCITRAL and regulatory authorities.

The financial crisis of 2007-9 revealed serious failings in the regulation of financial institutions and markets, and prompted a fundamental reconsideration of the design of financial regulation.

This is the third edition of the only work to focus on the topic of legal risk, expanded in this edition to include much new material specifically on conduct risk.

A critical, comparative and contextual examination of how to protect retail or household investors which considers the financial crisis''s implications.

This volume contains reports on the implementation of the Prospectus Directive in various EU and EEA Member States.

This book examines the topical issue of governance of financial institutions, covering banks, investment firms, asset management, pension funds and insurance firms.

Since the publication of the first edition in 2006, financial regulation around the world has changed dramatically as a result of the 2008 global financial crisis.

Most legal text books and practitioners' guides focus on the impact of financial services law and regulation as applicable to individual legal entities: the application of such law and regulation on a group basis is often a cursory afterthought, or neglected altogether.

The richness, clarity and nuances of the structure and methodology followed by the contributors make the book a very valuable tool for students.

How new technology is rapidly changing the nature of money and the way we payA diverse and growing range of financial institutions and platformsfrom PayPal and Venmo to WeChat, Alipay, and the brave new world of stablecoinshas harnessed new technology to disrupt the system of money and payments as we know it.

Regulation is a key concern of industries, consumers, citizens, and governments alike.

Fintech Regulation in Practice provides a clear, hands-on guide to the practical considerations that fintechs, banks adopting fintech and other key players in the fintech ecosystem need to take into account when embedding regulation.

Over the past twenty-five years, a series of actions, omissions, and failures by Canada's lawmakers and the purported gatekeepers of investors' rights have left Canadians' investments, pensions, and retirement savings at greater risk.

Internal investigations can be undertaken by a company or firm as a precursor to anticipated regulatory action, or for many other reasons.

Since its establishment in 2011, the European Securities and Markets Authority (ESMA) has become a pivotal actor in EU financial market regulation and supervision.

This book illuminates the world of trust law, tackling contemporary issues such as the rise of Asian wealth and cryptoassets.

How has the evolution and transformation of the Common Market affected the legal concept of State aid?

The financial crisis both in the US and UK led to concerns that individual accountability of senior managers in the banking sector had to be strengthened and risk and reward aligned more closely.

This book analyses the principles for attributing profits to branches of multinational enterprises for tax purposes under the OECD Model Tax Convention.

This text remains the only book to analyse corporate internal investigations on an international level, covering the applicable law in each jurisdiction and providing guidance on how an integrated international investigation should be conducted.

This book examines the topical issue of governance of financial institutions, covering banks, investment firms, asset management, pension funds and insurance firms.

This book examines how cryptocurrencies based on blockchain technologies fit into existing general law categories of public and private law.

The 2008 global financial crisis ushered in the biggest explosion in new bank regulation around the world since the Great Depression.

Part of the Oxford EU Financial Regulation Series, this book analyses the harmonised legislative framework for capital adequacy and liquidity supervision in the Single Rule Book for European banks.

This collection of essays examines the development of company and financial law under the influence of European integration and globalisation.

Internal investigations can be undertaken by a company or firm as a precursor to anticipated regulatory action, or for many other reasons.

Leading scholars analyze key issues in fiduciary duties in business―one of the most salient applications of fiduciary law and theory.

This timely book examines the legal and regulatory implications of Brexit for financial services.

What is Money Laundering ('ML')?

The Oxford Handbooks series is a major new initiative in academic publishing.

This timely book examines the legal and regulatory implications of Brexit for financial services.

This is a conversational text that provides a comprehensive view of the law of American business failure.

This new work provides timely analysis of the cross-border exercise of banking activity in the EU and its supervision, from the perspective of the 'home-host rule'.

The strange and contested evolution of the management of banking riskBanks in America are private institutions with private shareholders, boards of directors, profit motives, customers, and competitors.